Byron Shire Council v Fletcher [2005] NSWLEC 706 (25 November 2005)
Last Updated: 15 December 2005
NEW SOUTH WALES LAND AND ENVIRONMENT COURT
CITATION: Byron Shire
Council v Fletcher [2005] NSWLEC 706
PARTIES:
PROSECUTOR
Byron Shire Council
DEFENDANT
Michael Hume
Fletcher
CASE NUMBER: 50035 of 2005
CATCH WORDS:
Prosecution
LEGISLATION CITED:
Crimes (Sentencing Procedure) Act
1999 s 22, s 21A(2)(g),
s 21A(3)(e), s 21A(3)(i), s 23(1), s
701
Environmental Planning and Assessment Act 1979
s 76A(1)(a), s 125(1),
s 126(3), s 149
CORAM: Preston CJ
DATES OF HEARING:
25/11/2005
EX TEMPORE DATE: 25/11/2005
LEGAL
REPRESENTATIVES
PROSECUTOR
Mr T Howard
SOLICITORS
Abbott
Tout
DEFENDANT
Mr G Newport
SOLICITORS
Elliot &
Sochacki
JUDGMENT:
THE LAND AND
ENVIRONMENT COURT
OF NEW SOUTH
WALES
PRESTON J
Friday 25 November
2005
50035 / 05
BYRON SHIRE COUNCIL V MICHAEL
HUME FLETCHER
JUDGMENT
HIS HONOUR:
1 The defendant, Michael Hume Fletcher, has pleaded guilty to an
offence against s 125(1) of the Environmental Planning and Assessment Act
1979 (“EPA Act”) that between 7 July and 14 July 2004 the
defendant carried out development - namely cutting down, removing,
and/or
wilfully destroying about fifty trees - on land at Mullumbimby without prior
development consent granted by the prosecutor
and as required under cls 9 and 52
of Byron Local Environmental Plan 1988 (“the Byron Plan”) and s
76A(1)(a) of the EPA
Act.
2 The relevant facts are not in
dispute. They are derived from an agreed statement of facts, parts of two
affidavits read by consent,
and some additional documentary material which was
tendered.
The land and its ownership
3 The land is Lot 8
Deposited Plan 865388 known as 22 Tristan Parade, Mullumbimby in the local
government area of Byron Shire Council.
At the time of the commission of the
offence the land was owned by Fletch Pty Limited. The defendant is the sole
director and secretary
of Fletch Pty Limited.
The
defendant
4 The defendant is an earthmover by trade and has operated as
an earthmover for thirteen years. He has cleared other sites similar
to the
land.
Clearing event
5 On 6 July 2004, the defendant,
assisted by a Mr Warren Thorne, commenced cutting, removing and/or destroying
trees on the land.
Mr Thorne acted under the direction of the defendant. The
defendant and Mr Thorne continued cutting, removing and/or destroying
trees on
the land until 15 July 2004. The defendant and Mr Thorne cut, removed and/or
destroyed trees by means of an excavator.
6 The offence was discovered
as a result of a complaint that had been made to Byron Shire Council. On 14
July 2004, a council officer
named Andrew Hill telephoned the defendant and
arranged to meet the defendant on the land the following day, 15 July 2004.
7 On 15 July 2004, Mr Hill and another council officer, Mr Jeff Cox,
entered the land. They observed a light blue excavator in operation
at the
time. Mr Cox undertook a tree count at the entrance to the subject property
whilst Mr Hill spoke to the defendant.
8 During the conversation Mr
Hill asked the defendant: “Do you have any approvals to undertake the
works in progress?”
The defendant said: “Yes, I
do”.
9 The defendant then showed Mr Hill some documents, one of
which appeared to be a planning certificate issued under s 149 of the EPA
Act.
The defendant said: “See the building envelope on this plan? That’s
what I can do. I’m allowed to prepare
this site for a house.”
10 The document to which the defendant was apparently referring in that
conversation was an extract from the deposited plan. The
subject property, Lot
8 in Deposited Plan 865388, is shown to be burdened by a restriction on use.
There is a building envelope
with a radius of twenty metres. The building
envelope is located towards the centre of the land on the deposited plan. It is
this
building envelope to which the defendant was making reference in the
conversation with Mr Hill.
11 In a subsequent record of interview between
the defendant and Mr Kevin Hawkins, a compliance officer with the prosecutor,
the following
conversations occurred.
12 Mr Hawkins said: “Are
you aware that a number of species of trees were removed that required prior
consent of council?”
The defendant said: “No”.
13 Later, Mr Hawkins asked: “Do you have evidence or a copy of any
approval to remove trees on the site?” The defendant
said: “Only
what is in s 149”.
14 Mr Hawkins said: “Are you aware ....if
that is sufficient approval, if any, to remove trees protected by the tree
preservation
order?” The defendant said: “I thought this was
approval within the building envelope”. Again this would appear
to be a
reference by the defendant to the deposited plan showing the building
envelope.
15 On 16 July 2004, when requested by the council, the
defendant promptly signed an undertaking in favour of the council not to cause,
suffer or permit the carrying out of building works at the subject property,
including tree removal, without the council’s
consent first being
obtained. The defendant honoured the undertaking once signed.
16 Nine
species of native trees were cut, removed and/or destroyed at the subject
property. The majority of the trees removed were
of two species, namely brush
box (Lophostemon confertus) and flooded gum (Eucalyptus grandis).
17 The stems of each of the native tree species cleared were in excess
of three metres in length. Trees adjacent to the area of the
trees removed are
indicative of the fact that the trees removed were approximately twelve to
twenty metres in height.
18 The total number of trees removed was
around fifty.
19 The total area estimated to be cleared of trees was
between approximately 1250 square metres and 2500 square metres. The total
area
of the land is 6050 square metres. The area of the building envelope contained
within the circle with a radius of twenty metres
is near the lower end of the
estimate of the area cleared, namely 1250 square metres.
20 The trees
removed form part of a wet sclerophyll forest. The species tallow wood
(Eucalyptus microcorys) is a primary browse species for koala, fauna
listed as a vulnerable species under Sch 2 of the Threatened Species
Conservation Act 1995. However, there is no evidence of koala
sightings in the area of the land.
Byron Local Environmental Plan
21 Byron Local Environmental Plan 1988 (“the Byron
Plan”) applies to the land. The Byron Plan zones the subject property as
Zone No. 1 (c2) (Small Holdings
(c2) Zone). The objectives of that zone include
allowing development of an essentially rural nature only as well as ensuring
that
no development occurs within the zone until the likely impact of the
development on the locality has been considered.
22 Within Zone No. 1
(c2), the following development can be carried out without development consent:
“Agriculture (other than
animal establishments; bushfire hazard reduction;
forestry)”. All other development within the zone either requires consent
or is prohibited.
23 As stated above, the defendant’s expressed
intention in cutting, removing and/or destroying trees on the subject property
was to create a building envelope. Accordingly, development consent was
required.
24 No development consent for the work carried out by or under
the direction of the defendant has ever been issued by the council.
Tree preservation order
25 On 3 December 2002, the council
made a tree preservation order in accordance with cl 52 of the Byron Plan. The
tree preservation
order applies to any species of tree exceeding three metres in
height, subject to a number of exceptions. None of the exceptions
applied in
respect of the development carried out by the
defendant.
Prosecutor’s submissions
26 Mr Howard, counsel
for the prosecutor, made the following submissions.
27 First, the
principle of proportionality applied and governed the sentence that would be
appropriate.
28 Secondly, the maximum penalty is $1.1 million for an
offence against the Environmental Planning and Assessment Act. Mr Howard
referred to the dicta of Kirby P in Camilleri’s Stock Feeds Pty Limited
v Environment Protection Authority [1993] 32 NSWLR 683 at 698 D-G. However,
Mr Howard noted that the maximum penalty of $1.1 million applied equally to each
and every breach of the EPA Act. The range of breaches and hence,
offences, against the EPA Act is vast, from the less serious to the more
serious. In this
case, Mr Howard submitted that the objective seriousness of
the offence is at the lower end of the scale.
29 Thirdly, there is a need
for the upholding of the integrity of the planning system. Mr Howard cited the
dicta of Lloyd J in Mosman Municipal Council v Menai Excavations Pty
Limited [2002] NSWLEC 132; (2002) 122 LGERA 89 at 97 [35]:
“The system of planning
control would become somewhat ineffective if persons were to carry out
development including demolition
work, without ensuring the necessary
development consent has been obtained.”
30 To this dicta may be
added that of Bignold J in Sutherland Shire Council v Turner [2004] NSWLEC 774 at [24] that:
“A number of cases in this Court have
emphasised the fact that the requirement that development consent be granted
before work
is undertaken is an important linchpin of the control on building
and development works imposed by the planning laws, which, if not
honoured and
obeyed, would result in the whole system of planning control being placed in
jeopardy. This point was made by Lloyd
J in one of the reported decisions,
Mosman Municipal Council v Menai Excavations Pty Limited [2002] NSWLEC 132; (2002) 122 LGERA
89. The importance of that matter referred to by his Honour, has recently been
discussed in an unreported decision of mine, Willoughby Council v P and V
Masonry Pty Limited [2003] NSWLEC 312, a decision handed down on 14 November
2003.”
31 Fourthly, there is a need for even-handedness. Mr Howard
referred to the High Court’s decision in Lowe v R [1984] HCA 46; (1984) 154 CLR
606 at 610-611 where Mason J stated:
“Just as consistency in
punishment - a reflection of the notion of equal justice - is a fundamental
element in any rational
and fair system of criminal justice, so inconsistency in
punishment, because it is regarded as a badge of unfairness and unequal
treatment under the law, is calculated to lead to an erosion of public
confidence in the integrity of the administration of justice.
It is for this
reason that the avoidance and elimination of justifiable discrepancy in
sentencing is a matter of abiding importance
to the administration of justice
and to the community.”
32 Mr Howard also referred to the decision
of the New South Wales Court of Criminal Appeal in R v Oliver
(1980) 7 A Crim R 174 at 177:
“The first initial
consideration is the statutory maximum prescribed by the legislature for the
offence in question. The legislature
manifests its policy in the enactment of
the maximum penalty which may be imposed. The courts are, of course, absolutely
bound by
the statutory limit itself as well as by the legislative policy
disclosed by the statutory maximum.
...
The second initial consideration
is the ascertainment of the existence of a general pattern of sentencing by
criminal courts for offences
such as those under consideration. The task of a
sentencing judge, no less than the task of an appellate court, is to pursue the
ideal of even-handedness in a matter of sentencing. Full weight is to be given
to the collective wisdom of other sentencing judges
in interpreting and carrying
into effect the policy of the legislature. That collective wisdom is manifest
in the general pattern
of sentences currently being passed in cases which can be
recognised judicially as relevant to the case in hand. This is not to
suggest
that sentences are to be arbitrarily dictated by mathematical application of
statistics. There is an enormous difference
between recognising and giving
weight to the general pattern as a manifestation of the collective wisdom of
sentencing judges on
the one hand and, on the other hand, forcing sentencing
into a straight-jacket of computerisation. There is, moreover, always a
danger,
as is recognised on the civil side in the assessment of general damages, of
seeking to use a factual assessment in one case
as the legal precedent or
authority to govern the decision in another.”
33 Mr Howard handed
up as an aide memoire a schedule of sentences imposed for unlawful tree removal
in other cases, both in this Court
and in the Court of Criminal Appeal. In
particular, Mr Howard referred to as relevant the decisions of Council of
Camden v Tax (2004) 137 LGERA 388, McClellan J ($45,000 before discount
reducing to $30,000 after discount), Newcastle City Council v Pepperwood
Ridge Pty Limited [2004] NSWLEC 218; (2004) 132 LGERA 388, Pain J, ($80,000 before discount
reducing to $68,000 after discount), and Hornsby Shire Council v Khoury
[2003] NSWLEC 83 (25 October 2002), Pearlman J ($30,000 reducing to $15,000
after discount).
34 Mr Howard referred to the differences in the facts
of the subject case and the facts of those cases as including: an absence of
the
aggravating factors held applicable in those cases, the low environmental harm,
an absence of intention to disobey the law, and
a lower level of culpability of
the defendant.
35 Fifthly, Mr Howard acknowledged that the defendant had
entered a plea of guilty at the earliest practicable opportunity. Accordingly,
Mr Howard submitted that the defendant was entitled to the maximum discount
reflecting the utilitarian benefit of an early plea of
guilty as stated by the
Court of Criminal Appeal in its guideline judgment in R v Thomson
(2000) 49 NSWLR 383 at 419 [160], namely 25 per cent.
36 Sixthly, Mr Howard said that the prosecutor was not seeking an order
for remediation of the land under s 126(3) of the EPA Act.
37 In
conclusion, Mr Howard submitted that the defendant’s conduct was at the
lower end of the scale and a sentence should appropriately
reflect that
fact.
Defendant’s submissions
38 Mr Newport of counsel
appeared for the defendant. He made the following submissions.
39 First,
the defendant had entered an early plea of guilty and should be entitled to the
maximum discount reflecting the utilitarian
benefit of a plea of guilty, namely
25 per cent.
40 Secondly, the defendant had made an immediate, open and
frank admission as to his conduct and provided a reason for it to the council
officers when they visited the site. The defendant made no attempt to hide
either his conduct or the reasons for the conduct.
41 Thirdly, the
defendant co-operated significantly with the prosecutor, both at the time of the
council’s inspection and subsequently.
The defendant gave an undertaking
when requested to cease work on 16 July 2004 and honoured the undertaking. The
defendant also
participated voluntarily in two records of interview with council
officers.
42 Fourthly, there is no suggestion that the defendant is
likely to re-offend and accordingly there is no need for a specific deterrence
by way of sentence.
43 Fifthly, the defendant has no prior
convictions.
44 Sixthly, there was low environmental harm. In any event,
such harm needs to be considered in the context of the fact that a building
envelope was provided for and could, subject to obtaining the necessary
development consent, be used to erect a dwelling house.
Principle of
proportionality
45 A basic principle of sentencing law is that the
sentence must reflect both the objective circumstances of the offence and the
personal
or objective circumstances of the defendant: Veen v R (No.
1) [1979] HCA 7; (1979) 143 CLR 458 at 490. Veen v R (No. 2) [1988] HCA 14; (1988) 164 CLR
465 at 472. This is the principle of proportionality.
Objective
circumstances
46 A sentence “should never exceed that which can be
justified as appropriate or proportionate to the gravity of the crime considered
in light of its objective circumstances”: Hoare v R [1989] HCA 33; (1989) 167 CLR
348 at 354.
Maximum penalty
47 The first of the objective
circumstances relevant to determining the gravity of the crime is the maximum
statutory penalty. “The
maximum penalty available for an offence reflects
the public expression of Parliament of the seriousness of the offence”:
Camilleri’s Stock Feeds Pty Limited v Environment Protection Authority
(1993) 32 NSWLR 683 at 698. See also R v Oliver (1980) 7 A Crim R
174 at 177, R v H (1983) A Crim R 53 at 65 and Axer Pty Limited v
Environment Protection Authority (1993) 113 LGERA 357 at 359.
48 At
the time of commission of the offences, the maximum penalty for the offence was
$1.1 million.
49 Although the maximum penalty prescribed for an offence
is intended for cases falling within the worst category of cases for which
the
penalty is prescribed: see Ibbs v R [1987] HCA 46; (1987) 163 CLR 447 at 451-452, as
noted in Veen v R (No. 2)[1988] HCA 14; , (1988) 164 CLR 465 at 478:
“That
does not mean that a lesser penalty must be imposed if it is possible to
envisage a worse case; ingenuity can always conjure
up a case of greater
heinousness. A sentence which imposes a maximum penalty offends this principle
only if the case is recognisably
outside the worst category”.
See
also Camilleri’s Stock Feeds Pty Limited v Environment Protection
Authority (1993) 32 NSWLR 683 at 698.
50 The maximum penalty of $1.1
million came into effect from 1999 as a result of amendments to the EPA Act.
In the second reading speech of the Environmental Planning and Assessment
Amendment Bill, which led to the significant increase in
the penalties, it was
stated:
“Section 126 will be amended to increase the maximum
penalties of the worst kind of offence under the Act to $1.1 million.
The
amendments will make commensurate increases to the maximum recurring daily
penalty under the Act and the maximum penalty for
an offence under the
Regulations. This will bring the maximum penalties for the most serious
offences under the Environmental Planning and Assessment Act 1979 into
line with those for the most serious offences under the Protection of the
Environment Operations Act 1979 and the Heritage Act
1977.”
51 In Cabonne Shire Council v Environment Protection
Authority [2001] NSWCCA 280; (2001) 115 LGERA 304 at 312 [37], Giles JA (with whom Hulme and
Adams JJ agreed) stated:
“The courts must, of course, recognise the
maximum penalty provided for an offence, and with an increase in the maximum
penalty
there will come the imposition in some cases of higher penalties: see
R v Slattery (1996) 90 A Crim R 519 at 524. It does not follow, as the
respondent's submissions appeared to suggest, that every offence for which a
fine of $X would
have been imposed under s 16 of the Clean Waters Act
should result in a fine of $2X under s 120 of the Act. Offences of low
criminality remain offences of low criminality even if the
maximum penalty is
increased, and the increase can readily be recognised as operating as a
deterrent to wilful disregard of statutory
obligations. It remains necessary to
address the facts of the particular case, with due regard to the current maximum
penalty and
the seriousness of the offence and to the need for deterrence
thereby indicated together with all other relevant matters. We were
referred in
this regard at [33] of the judgment of Pearlman CJ of the Land and Environment
Court in Environment Protection Authority v Timber Industries Ltd [2001] NSWLEC 25, a passage of which both the appellant and the respondent indicated
acceptance, and I would respectfully endorse what her Honour
said in that
passage.”
52 In Environment Protection Authority v Middle
Harbour Constructions Pty Limited [2002] NSWCCA 123; (2002) 119 LGERA 440 at 444, Beazley J
referred to the decision in Cabonne Shire Council v Environment Protection
Authority [2001] NSWCCA 280; (2001) 115 LGERA 304 and added at [13] and
[16]:
“[13] I would add to this that an increase in the maximum
penalty may be directed not only as a deterrence to wilful disregard
of
statutory obligations. In many if not most cases it would be intended to deter
negligent disregard as well, as I consider is the
case with the increase in
penalty under s 120. This follows directly from the objects of the Act,
themselves being a reflection of
the community's ‘stern policy against
pollution.’
...
[16] What is necessary in each case is to determine
what is the appropriate penalty taking into account all relevant matters, being
the matters prescribed by statute and any aggravating or mitigating
circumstances of the offences.”
Environmental harm
53 A
second objective circumstance relevant to determining the seriousness of the
crime is the objective harmfulness of the defendant’s
actions. The
culpability of the defendant depends, in part, on the seriousness of the
environmental harm. In Camilleri’s Stock Feeds Pty Limited v
Environment Protection Authority (1993) 32 NSWLR 683 at 701, Kirby P
said:
“In environmental matters the Court has
previously
exercised its discretion in relation to penalty on the principle
that the more serious the lasting environmental harm involved the
more serious
the offence and, ordinarily, the higher the penalty.”
54 If the
harm is substantial, this objective circumstance is an aggravating factor: see s
21A(2)(g) of the Crimes (Sentencing Procedure) Act 1999. It is required
to be taken into account in determining the appropriate sentence.
55 In
this case, the harm to the environment is low. Although a number of trees were
removed, namely about fifty, those trees were
likely to be regrowth from earlier
clearing episodes. They still were in exceedence of three metres, which made
them subject to
the controls of the tree preservation order. Nevertheless, they
do not have the significance that undisturbed natural vegetation
might have in
other cases. No rare or threatened species populations or ecological
communities were removed. Although one of the
species of tree was a feed tree
for koalas, there have been no sightings of koalas in the area. Furthermore,
the prosecutor has
not sought an order for the remediation of the land that was
the subject of the clearing.
Defendant’s state of
mind
56 A third objective circumstance relevant to determining the
seriousness of a crime is the state of mind of the offender at the time
of the
offence. The state of mind can have the effect of increasing the seriousness of
that crime. For that reason, it becomes
an aggravating feature of the offence
and is taken into consideration when assessing the objective gravity or
circumstances of the
offence.
57 The extent to which the offences were
foreseen, negligent, or the consequence of conduct which was intended, will also
be relevant:
Camilleri’s Stock Feeds Pty Limited v Environment
Protection Authority (1993) 32 NSWLR 683 at 700.
58 Here, the
defendant did not deliberately breach the law. The defendant was not aware that
development consent was required to
carry out the clearing activities and did
not carry out the clearing in defiance of the law. The situation of this
defendant may
be contrasted to that of the defendant in the case of Council
of Camden v Tax [2004] NSWLEC 448; (2004) 137 LGERA 368 at 372 [26] where McClellan J
found:
“I am satisfied that the defendant knew before authorising
removal of the trees that development consent was required and he
was conscious
of the fact that in authorising the removal of the trees he was committing a
breach of the law.”
59 Nevertheless, the offence was the
consequence of conduct which was intended by the defendant. The defendant
stated that the conduct
was the product of a mistake as to what was permitted.
The defendant said that he relied on the deposited plan which showed a building
envelope and which he said was attached to a certificate under s 149 of the EPA
Act issued by the respondent to the defendant. A
certificate issued under s 149
of the EPA Act contains statements as to the relevant environmental planning
instruments and their
application to the land. The defendant would have had
clear notice of the applicability of the Byron Plan. Proper inquiries would
have revealed the necessity for the obtaining of development consent before
carrying out the clearing activities.
60 In this area of the law, the
purpose of sentencing of public deterrence is of central importance. The
decisions cited by Mr Howard
of Mosman Municipal Council v Menai Excavations
[2002] NSWLEC 132; (2002) 122 LGERA 89 and Sutherland Shire Council v Turner [2004] NSWLEC 774 are relevant. As therein stated, an important aspect of sentencing
is to ensure that persons do take steps to obey the law by finding
out when
development consent is required and obtaining such consent.
61 Also of
relevance is the dicta of McClellan J in Council of Camden v Tax [2004] NSWLEC 448; (2004)
137 LGERA 368 of 372 [28] and [29]:
“[28] The necessity for the
protection of vegetation in the community is now accepted in virtually every
area of the state.
Special legislation has been provided in relation to rare
species and ecological communities but beyond that legislation, as the
Local
Environmental Plan in this case illustrates, steps have been taken to ensure
that in areas where development may be appropriate,
decisions with respect to
the grant of development consent are taken after regard is had to the value and
significance of the vegetation
on any parcel of land. As this Local
Environmental Plan makes plain, that protection has been extended even to land
which is otherwise
identified as suitable for rural or rural-related
uses.
[29] Accordingly, in imposing a penalty in this particular
case, it is most important to ensure that that penalty sends a message
to the
general community that before any activity is taken which may cause the demise
of any tree development consent must be obtained
from the local council. Unless
that message is sent and received by the community, there will be difficulties
in ensuring that the
objective of carefully considering the necessity to retain
vegetation in many areas, but particularly rural areas, is
achieved.”
62 The defendant carries on the business of earthmover
and has done so for thirteen years. In Sutherland Shire Council v Nustas
[2004] NSWLEC 608 at [18], Pain J dealt with a defendant who carried on a
commercial excavation business. Pain J considered that the seriousness of the
offence
was highlighted by the fact that the defendant, where not working in a
personal capacity, carried on the commercial excavation business.
63 So
too in this case, the defendant ought to have known better.
Subjective circumstance of defendant
64 A proportionate
sentence does not only depend on the objective circumstances of the offence, but
also must be appropriate to the
particular defendant. This requires the Court
to take into account any personal mitigating factors present: Veen v R (No.
1) [1979] HCA 7; (1979) 143 CLR 458 at 490; Veen v R (No. 2) [1988] HCA 14; (1988) 164 CLR
465 at 472; R v Gallagher (1991) 23 NSWLR 220 at 222, 223, 229, 230 and
233.
65 The personal mitigating factors will include the nature or
characteristics of the defendant and the defendant’s response
to the
charge. The nature of the defendant includes his character and prior
criminality. The defendant’s response to the
charge includes contrition
or remorse, co-operation with authorities and any offer of compensation and
restitution.
Nature of defendant
66 The defendant has no
prior convictions. The lack of prior criminality is a factor in sentencing in
this case. It influences both
the choice of sanction and the severity of
sentence: Camilleri’s Stock Feeds Pty Limited v Environment Protection
Authority (1983) 32 NSWLR 693 at 701 and s 21A(3)(e) of the Crimes
(Sentencing Procedure) Act 1999.
Plea of guilty
67 The
defendant has pleaded guilty to the offence at the earliest available
opportunity. Section 22 of the Crimes (Sentencing Procedure) Act 1999
expressly requires the Court to take into account the fact that the offender has
pleaded guilty and when the offender pleaded guilty
and accordingly the Court
may impose a lesser penalty than it would otherwise have imposed.
68 A
guideline judgment in respect of the discount for a plea has been given by the
Court of Criminal Appeal in R v Thomson (2000) 49 NSWLR 383. This
judgment continues to have force in New South Wales despite the decision of the
High Court in Wong v R [2001] HCA 64; (2001) 207 CLR 584 and R v Cameron (2002)
209 CLR 339 because of s 22 of the Crimes (Sentencing Procedure) Act
1999: see R v Sharma [2002] NSWCCA 142; (2002) 54 NSWLR 300 at 315 and 318.
69 A
plea of guilty can be of utilitarian value and can also show contrition and
remorse.
70 In R v Thomson (2000) 49 NSWLR 383 at 419 [160],
Spigelman CJ said that the utilitarian value of a plea to the criminal justice
system should generally
be assessed in the range of ten to twenty-five per cent
discount on sentence.
71 In this case, the proceedings first came before
the Court on 22 September 2005. On that occasion the prosecution had not
completed
its evidence and the matter was stood over to 21 October 2005. On 21
October 2005, the defendant entered a plea of guilty.
72 I find that the
defendant is entitled to a discount of twenty-five per cent for the entry of a
plea of guilty at the earliest available
opportunity. It reflects the full
utilitarian value of the plea to the criminal justice system.
73 However,
there is little other evidence of remorse or contrition, that is to say, other
than the entry of the plea of guilty.
74 In some circumstances, the
making of restitution or compensation can provide evidence of remorse and
contrition. Where restitution
or compensation is made, it would justify a
reduction in sentence: Mickelberg v R (1984) 13 A Crim R 365 at 370 and s
21A(3)(i) of the Crimes (Sentencing Procedure) Act 1999.
75 However, in this case the defendant has not made any attempt at
remediation of the land that was cleared. For instance, there
has been no
replanting on any part of the land. It is true that the defendant, through the
company of which he is the sole director
and secretary, is no longer in a
position of control in relation to the land. The land has been sold. However,
prior to the sale
there was no remediation of the land. It is also true to note
that the prosecutor no longer seeks an order for remediation under
s 126(3) of
the EPA Act. However, that is largely due to the fact that there has
been a change of ownership.
76 I do not take the fact of the absence of
remediation as an aggravating circumstance. It cannot increase the penalty. I
merely
record the fact to show that there cannot be a further discount for
contrition or remorse as a result of the making of any restitution
or
compensation by the defendant.
Co-operation with regulatory
authorities
77 The co-operativeness of a defendant is a matter to be
taken into account in fixing penalty: Camilleri’s Stock Feeds Pty
Limited v Environment Protection Authority (1993) 32 NSWLR 683 at 700-701
and s 23(1) of the Crimes (Sentencing Procedure) Act 1999.
78 There is evidence of significant co-operation in this case from the
time when the council officers first visited the site. The
defendant was open
and made frank admissions. He voluntarily entered into an undertaking to cease
carrying out work on the land.
He honoured that undertaking. He voluntarily
undertook a record of interview on two occasions with council officers.
79 In addition, the defendant has agreed to pay the prosecutor’s
costs in the agreed sum of $13,000.
Appropriate
sentence
80 Taking each of the objective circumstances of the crime and
the subjective circumstances of the defendant into account, the appropriate
sentence is a fine in the amount of $20,000. In addition the defendant should
pay the prosecutor’s costs of $13,000.
81 The orders of the Court
are therefore:
1. The defendant is convicted of the offence as
charged.
2. The defendant is fined in the sum of $20,000.
3. The
defendant is to pay the prosecutor’s costs in these proceedings in the
agreed sum of $13,000.
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